Risk Officer

tampa, Florida

Our client is seeking a BO Senior Analyst and Risk Officer to join their team in Tampa, FL.

The Business Office Senior Analyst and Risk Officer is a seasoned and strategic professional responsible to assist on the oversight, reporting, and management of risk, control and regulatory processes. They will be responsible to perform all activities and tests required for Management Control Assessment (MCA) process and BRCC, support the coordination of information security, development / enhancement of control metrics, and implementation of any new regulations impacting the production support business. This role offers the opportunity to liaise with Senior Leadership team and Risk Management to lead risk management and controls implementation efforts, process improvement, and to contribute to organizational strategy. The role requires experience in risk management or controls oversight, preferably within an operations or technology organization. Knowledge of industry-standard data privacy principles and experience supporting a data privacy program are also preferred.

Key responsibilities include but are not limited to:

  • MCA testing and reporting - key objective is to ensure all gaps identified are addressed
  • CAP management - ensure all CAPS are properly opened, and closed on a timely manner
  • Ensure corrective actions are implemented and closed on a timely manner
  • Lead and/or support Cross Border Clearance program activities, including creating and managing clearance requests to completion through CBAT application and partnering with CBDC and Business subject matter experts in order to meet established service level targets
  • Leveraging reports, dashboards and other information to effectively manage and monitor closure of open actions prohibiting clearance
  • Support the relationship with Compliance team
  • Ensure internal reviews and external examinations are well managed with clearly evidenced controls
  • Provide support of assigned business area by attending and participating in business meeting routines to provide control related updates to the team and learn about any new initiatives the team will need to support
  • Ad hoc control / audit related requests as needed
  • Serve as partner on Manager Control Assessment (MCA) Quarterly Risk Assessment and the Annual Risk Assessment process
  • Appropriately assess risk when business decisions are made, demonstrating particular consideration for the firm's reputation and safeguarding client, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency
  • Ensure project completion, special assignments, and other ad hoc activities as required
  • Has the ability to operate with a limited level of direct supervision


  • Education: Bachelor’s degree or equivalent work experience
  • 6-10 years of relevant work experience in Business Risk & Controls
  • 5+ years of experience in financial services
  • Ability to influence others without having a direct reporting
  • Strong verbal and written communication skills
  • Superior interpersonal skills and decision-making judgment
  • Team building and problem-solving skills
  • Ability to work under pressure to complete responsibilities within identified deadlines
  • Highly motivated self-starter, results-driven and teamwork oriented with the ability to manage and prioritize multiple work efforts
  • Project management and governance experience with demonstrated ability to achieve and exceed critical milestones
  • Demonstrated judgement and critical thinking skills
  • MS Excel, Power Point and Strategic Reporting a plus

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